Hilltop Securities Inc.

Financial

About

As a FINRA-registered broker-dealer under CRD #6220, Hilltop Securities Inc. serves investors from downtown San Diego's B Street financial corridor. The firm's advisory platform integrates municipal bond underwriting with individual portfolio management, a dual capability that coordinates tax-efficient positioning alongside M.W. Orlando CPA, Inc. in the same district. Hilltop Securities traces its origins to First Southwest Company, a Dallas-based municipal advisory practice established in 1946, which merged with Southwest Securities Inc. in 2016 under parent company Hilltop Holdings Inc. (NYSE: HTH). The San Diego office holds concurrent SEC registration as an investment advisor under the Investment Advisers Act of 1940 and CFTC registration as a nonguaranteed introducing broker through National Futures Association membership. Institutional clearing services and commodity trading advisory complement the wealth management division, an integrated structure that parallels the multi-line risk assessment approach at Cavignac for commercial portfolio clients. Highest-tier engagements include municipal securities underwriting subject to MSRB Rule G-17 fair-dealing standards and SIPC-protected custodial accounts meeting Securities Exchange Act of 1934 net capital requirements.

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